Xuping Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuping Yang (楊旭平), a licensed Responsible Officer with CE reference ALO476. Currently licensed at 1 firm(s): SinoPro Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-04 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 4 - Advising on securities | 2025-03-04 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 9 - Asset management | 2025-03-04 | present |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-16 | 2022-08-19 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-16 | 2022-08-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-24 | 2019-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuping Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.