Yang Lei

雷阳
CE No. BWK893 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Lei (雷阳), a licensed Responsible Officer with CE reference BWK893. Currently licensed at 1 firm(s): CPLUS SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 1.1 years of SFC licence history. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
CPLUS SECURITIES LIMITED
柏富證券有限公司
RO Type 1 - Dealing in securities 2026-11-02 present
CPLUS SECURITIES LIMITED
柏富證券有限公司
RO Type 4 - Advising on securities 2026-11-02 present
CPLUS SECURITIES LIMITED
柏富證券有限公司
Rep Type 1 - Dealing in securities 2026-10-29 2026-11-02
CPLUS SECURITIES LIMITED
柏富證券有限公司
Rep Type 4 - Advising on securities 2026-10-29 2026-11-02
Merit Asset Management Limited
邁睿資產管理有限公司
RO Type 1 - Dealing in securities 2026-05-13 2026-10-01
Merit Asset Management Limited
邁睿資產管理有限公司
RO Type 4 - Advising on securities 2026-05-13 2026-10-01
Merit Asset Management Limited
邁睿資產管理有限公司
RO Type 9 - Asset management 2026-05-13 2026-10-01
Merit Asset Management Limited
邁睿資產管理有限公司
Rep Type 1 - Dealing in securities 2026-04-23 2026-05-13
Merit Asset Management Limited
邁睿資產管理有限公司
Rep Type 4 - Advising on securities 2026-04-23 2026-05-13
Merit Asset Management Limited
邁睿資產管理有限公司
Rep Type 9 - Asset management 2026-04-23 2026-05-13
Sauder Global Investment Management Limited
尚德全球投資管理有限公司
RO Type 1 - Dealing in securities 2025-09-26 2026-04-05
Sauder Global Investment Management Limited
尚德全球投資管理有限公司
RO Type 4 - Advising on securities 2025-09-26 2026-04-05
Sauder Global Investment Management Limited
尚德全球投資管理有限公司
RO Type 9 - Asset management 2025-09-26 2026-04-05
Sauder Global Investment Management Limited
尚德全球投資管理有限公司
Rep Type 1 - Dealing in securities 2025-09-12 2025-09-26
Sauder Global Investment Management Limited
尚德全球投資管理有限公司
Rep Type 4 - Advising on securities 2025-09-12 2025-09-26
Sauder Global Investment Management Limited
尚德全球投資管理有限公司
Rep Type 9 - Asset management 2025-09-12 2025-09-26

Related