Tony Chi Ming Ho
何志銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Chi Ming Ho (何志銘), CE reference APH801. Currently licensed at 1 firm(s): Siegfried Asset Management Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-17 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-17 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-17 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2017-05-17 | 2018-08-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-23 | 2018-08-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-22 | 2018-08-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-19 | 2017-02-22 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-19 | 2017-03-23 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2017-01-19 | 2017-05-17 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-16 | 2017-01-09 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-02 | 2017-01-09 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2016-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2015-01-09 | 2016-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-17 | 2016-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-24 | 2016-03-01 |