Xiangrui Tao
陶祥瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangrui Tao (陶祥瑞), a licensed Representative with CE reference BOP401. Currently licensed at 1 firm(s): SLTM (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SLTM (HK) Limited |
Rep | Type 1 — Dealing in securities | 2021-12-24 | present |
| SLTM (HK) Limited |
Rep | Type 4 — Advising on securities | 2021-12-24 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-26 | 2020-09-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-26 | 2020-09-19 |