Kenneth Siu Ming Lee
李兆明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Siu Ming Lee (李兆明), a licensed former licensee with CE reference ACC420. This person has 23.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-24 | 2026-07-01 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
RO | Type 4 - Advising on securities | 2017-03-24 | 2026-07-01 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-03-24 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-25 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-25 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Siu Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sai Sum Yu | Tarzan Stock & Shares Limited | 2003–2026 |
| Yuk Lin Chan | Tarzan Stock & Shares Limited | 2003–2026 |
| Kai Kar So | Tarzan Stock & Shares Limited | 2003–2026 |
| Yick Cheong Lee | Tarzan Stock & Shares Limited | 2003–2021 |
| Chak Sum Chiu | Tarzan Stock & Shares Limited | 2003–2018 |
| Tung Chiu | Tarzan Stock & Shares Limited | 2003–2019 |
| Gorden Chak Lam Chiu | Tarzan Stock & Shares Limited | 2003–2016 |
| Cheuk San Chiu | Tarzan Stock & Shares Limited | 2003–2018 |
| Chun Ling Lam | Tarzan Stock & Shares Limited | 2007–2026 |
| Siu Ling Siu | Tarzan Stock & Shares Limited | 2005–2026 |
| Lin Fong Lee | Tarzan Stock & Shares Limited | 2003–2013 |
| Ping Kwai Lee | Tarzan Stock & Shares Limited | 2003–2010 |
| Chung Hong Mui | Tarzan Stock & Shares Limited | 2018–2026 |
| Chi Kan Yung | Tarzan Stock & Shares Limited | 2003–2004 |
| Tak Fai Chan | Tarzan Stock & Shares Limited | 2009–2012 |
| Kam Yuen Chiu | Tarzan Stock & Shares Limited | 2003 |
| Sammy Chun Ho Wong | Tarzan Stock & Shares Limited | 2004 |