Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Harold Suriawinata
CE BSU505 - active, Peakhouse Asset Management Limited
Cheuk Man Fong
CE ACQ172 - active, Peakhouse Asset Management Limited
Chui Shan Fung
CE AFZ170 - active, Peakhouse Asset Management Limited
Alice Yuen May Ho
CE ABF602 - active, Peakhouse Asset Management Limited
Chris Kwan Kit Ho
CE ASH641 - active, Peakhouse Asset Management Limited
Kai Leung Kong
CE BXI474 - active, Peakhouse Asset Management Limited
Chung Kiu Lam
CE BMU797 - active, Peakhouse Asset Management Limited
Hon Kit Lau
CE BTY263 - active, Peakhouse Asset Management Limited
Xuefeng Li
CE BTS796 - active, Peakhouse Asset Management Limited
Tiantian Liu
CE BXF730 - active, Peakhouse Asset Management Limited
Siu Miu Mok
CE BUK468 - active, Peakhouse Asset Management Limited
Isabella Man Shan Tsang
CE ABQ288 - active, Peakhouse Asset Management Limited
Tsz Tik Yeung
CE AUW143 - ceased
Lu Hsiang Yin
CE BUD471 - active, Peakhouse Asset Management Limited
Jongwon Kim
CE BGM424 - active, PSP Investments Asia Limited
Ronnie Wai Yan Tang
CE BGO471 - active, PSP Investments Asia Limited
Alex Chen
CE BTR305 - active, PSP Investments Asia Limited
Tiffany Chun Chun Kuo
CE BVK094 - active, PSP Investments Asia Limited
Grace Ann Li
CE BNG550 - active, PSP Investments Asia Limited
Kyung Sub Shin
CE BSU039 - active, PSP Investments Asia Limited
Changhwa Sul
CE BTT350 - active, PSP Investments Asia Limited
Taku Takiguchi
CE BUY615 - active, PSP Investments Asia Limited
Soomin Yoo
CE BWS857 - active, PSP Investments Asia Limited
Luyang Wang
CE BTJ469 - active, Pinsen International (Hong Kong) Limited
Lam Chiu Hui
CE ADF453 - active, PrincipleOne Asset Management Limited
Wai Nam Lai
CE BNY633 - active, PrincipleOne Asset Management Limited
Chu Zhang
CE BVA949 - active, PrincipleOne Securities Limited
Jingchao Zhang
CE BWT279 - active, PrincipleOne Securities Limited
Nian Hu
CE BAA338 - active, Puming Securities Limited
Xiukui Song
CE BBE458 - active, Puming Securities Limited
Fang Wang
CE BJI158 - active, Puming Securities Limited
Yiran Chu
CE BWS989 - ceased
Kaichang Li
CE BWO487 - active, Puming Securities Limited
Henry Kar-Kea Chui
CE AQI323 - active, Partners Group (Hong Kong) Private Limited
Vincent Wing Chung Ng
CE AOE221 - active, Partners Group (Hong Kong) Private Limited
Wai Kwan Ko
CE BVX018 - active, Partners Group (Hong Kong) Private Limited
On Yi Lee
CE BIX820 - active, Partners Group (Hong Kong) Private Limited
Wai Lun Lee
CE BOI346 - active, Partners Group (Hong Kong) Private Limited
Andong Liu
CE BXQ846 - active, Partners Group (Hong Kong) Private Limited
Kevin King Man Lo
CE BVW046 - active, Partners Group (Hong Kong) Private Limited
Wan Wan Xu
CE BLC901 - active, Partners Group (Hong Kong) Private Limited
Huangbin Guo
CE BWF432 - active, Polaris Capital Limited
Manli He
CE BWQ682 - active, Polaris Capital Limited
Yang Yi
CE BVL622 - active, Polaris Capital Limited
Wanyuan Cheng
CE BXG956 - active, Polaris Capital Limited
Jiarui Ouyang
CE BWA925 - ceased
Yuchen Tang
CE BWC649 - active, Polaris Capital Limited
Wai Ching Walton Chan
CE ATX679 - active, Panthertrade (Hong Kong) Limited
Zhihu Chen
CE BAH710 - active, Panthertrade (Hong Kong) Limited
Zongchen Fu
CE BUY608 - active, Panthertrade (Hong Kong) Limited
Honglei Li
CE BVU211 - active, Panthertrade (Hong Kong) Limited
Xueshu Li
CE BUY609 - active, Panthertrade (Hong Kong) Limited
Guohui Qiu
CE BUY612 - active, Panthertrade (Hong Kong) Limited
Daniel Chi Kin Tse
CE ARP474 - active, Panthertrade (Hong Kong) Limited
Dexin Wen
CE BVU205 - active, Panthertrade (Hong Kong) Limited
Kai Chung Wong
CE AWW031 - active, Panthertrade (Hong Kong) Limited
Zhoufeng Yang
CE BUY613 - active, Panthertrade (Hong Kong) Limited
Feng Han
CE BSU539 - ceased
Wing Yiu Tsang
CE AME242 - active, Portwell Securities Limited
Shuenn-Yuh Yang
CE AVA597 - active, Portwell Securities Limited
Wenyu Liao
CE BWM918 - ceased
Michael Cheuk Yuen Ho
CE AWU745 - active, Perseverance Research Consulting Company Limited
Xuefei Teng
CE BVL842 - active, Perseverance Research Consulting Company Limited
Chi Kit Chan
CE BWL080 - active, Perseverance Research Consulting Company Limited
Julie Ameria Chang
CE BFP514 - active, Phoenix Capital Group Limited
Ellen Lee
CE AFU590 - active, Phoenix Capital Group Limited
Wing Kiu Szeto
CE AXQ557 - active, Phoenix Capital Group Limited
Kar Sing Kelson Cheng
CE BWT057 - active, Phoenix Capital Group Limited
Anton Hinterhaeuser
CE BWS687 - active, Phoenix Capital Group Limited
Ting Hin Victor Ooi
CE BWL031 - active, Phoenix Capital Group Limited
Wenqi Fang
CE BWN459 - active, Plover Cove Management Limited
Jeffrey Shek Chuen Wong
CE AHX034 - active, Plover Cove Management Limited
Di (SFC:BXC291) Wu
CE BXC291 - active, Plover Cove Management Limited
Hok Lam Justin Lai
CE BXR764 - active, Plover Cove Management Limited
Ki Chun Jacob Lo
CE BVK392 - active, Plover Cove Management Limited
Arnav Mathur
CE BTA014 - active, Plover Cove Management Limited
Frank Wei-Kang Wang
CE AFT830 - active, Plover Cove Management Limited
Ting Zhu
CE BNC885 - active, Plover Cove Management Limited
Shuai Huang
CE BWJ861 - active, Photon Dance Asset Management (Hong Kong) Limited
Andrew Ka Chun Ng
CE BQI736 - active, Photon Dance Asset Management (Hong Kong) Limited
Ka Wo Sze
CE BIV051 - active, Photon Dance Asset Management (Hong Kong) Limited
Min Ki Cho
CE AOV840 - active, QL Asset Management Company Limited
Young Jeon Kim
CE APA568 - active, QL Asset Management Company Limited
Se Hoon Park
CE AFW957 - active, QL Asset Management Company Limited
Chang Sik Cin
CE AHM834 - active, QL Asset Management Company Limited
Max Adam Golopol
CE BXQ540 - active, QuadReal HK Services Limited
Nathaniel Wayne Miller
CE BOL900 - active, QuadReal HK Services Limited
Chun Kit Chow
CE ALI715 - active, Quester Capital Advisors Limited
Siu Hong Ng
CE APW141 - active, Quester Capital Advisors Limited
Ka Leung Kwong
CE BGB944 - active, Quester Securities (HK) Limited
Yu Him Yeung
CE BTK182 - active, Quester Securities (HK) Limited
Daike Li
CE BVE475 - active, Quanto Securities (Hong Kong) Limited
Nan Wang
CE BVE476 - active, Quanto Securities (Hong Kong) Limited
Tuohua Wu
CE BVE472 - active, Quanto Securities (Hong Kong) Limited
Chun Chiu Leung
CE AOB003 - ceased
Yuqi Wang
CE AHS592 - active, QUANTUM JADE INVESTMENT LIMITED
Ching Yau Or
CE BTS731 - active, QUANTUM JADE INVESTMENT LIMITED
Tai Wai Leung
CE ABF062 - active, RhinoX Limited
Fei Wan Loong
CE AEW099 - active, RhinoX Limited
Kin Wah Chan
CE ABL924 - active, Roofer Securities Limited
Daqi Chen
CE BHN986 - active, Roofer Securities Limited
Carrie Lun
CE AIR700 - active, Roofer Asset Management Limited
Xuanren Chen
CE BOK882 - active, Roofer Securities Limited
Chi Kin Fung
CE ADX486 - active, Roofer Securities Limited
Sijing Guo
CE AZR300 - active, Roofer Securities Limited
Xunming Li
CE BFX730 - active, Roofer Securities Limited
Mary Ting Hing See
CE ABM097 - active, Roofer Securities Limited
Lei (SFC:BIE889) Shi
CE BIE889 - active, Roofer Asset Management Limited
Luke Harilela
CE ACR513 - active, Ramon Investment Company Limited
Arjun Jhamatmal Hotwani
CE AAV770 - active, Ramon Investment Company Limited
Shuk Fat Li
CE ACY281 - active, Ramon Investment Company Limited
Chi Chu Wong
CE AAA177 - active, Ramon Investment Company Limited
Joshua Blaise Crabb
CE AHF689 - active, Robeco Hong Kong Limited
Valery Guy Leon Derbaudrenghien
CE AVT246 - active, Robeco Hong Kong Limited
Wei-Hsien Dawn Florina Foo
CE ARN980 - active, Robeco Hong Kong Limited
Angela On Kei Fung
CE ADZ303 - active, Robeco Hong Kong Limited
Lawrence Simon Hanson
CE BVL646 - active, Robeco Hong Kong Limited
Jie Lu
CE AQV758 - active, Robeco Hong Kong Limited
Chun Ho Suen
CE BPU089 - active, Robeco Hong Kong Limited
Harfun Ven
CE AFS895 - active, Robeco Hong Kong Limited
Zoe Sin Hang Chan
CE BGA492 - active, Robeco Hong Kong Limited
Kerry Yu Chan
CE AXK793 - active, Robeco Hong Kong Limited
Ching Tung Cheung
CE BPF924 - active, Robeco Hong Kong Limited
Xuefei Chi
CE BEH602 - active, Robeco Hong Kong Limited
Thu Ha Chow
CE BTM511 - active, Robeco Hong Kong Limited
Yolanda Sze Yu Cui
CE BRT646 - active, Robeco Hong Kong Limited
Ivan Kwok Wai Ho
CE APH605 - active, Robeco Hong Kong Limited
Young Ju Hong
CE BGI392 - active, Robeco Hong Kong Limited
Chih Mei Hu
CE BTL445 - active, Robeco Hong Kong Limited
Si Jia Huang
CE BTC836 - active, Robeco Hong Kong Limited
Robert Jack Huisman
CE BWF661 - active, Robeco Hong Kong Limited
Namseok Jo
CE BXS256 - active, Robeco Hong Kong Limited
Helen Hoi Ling Keung
CE AQP995 - active, Robeco Hong Kong Limited
Hyo Jeong Kim
CE BOR920 - active, Robeco Hong Kong Limited
Brandon Tien Shin Kung
CE BGL276 - active, Robeco Hong Kong Limited
Po Chi Leung
CE BKU079 - active, Robeco Hong Kong Limited
Zoe Sze Yan Leung
CE BHF734 - active, Robeco Hong Kong Limited
Ronald Hock Jin Lim
CE ABZ219 - active, Robeco Hong Kong Limited
Bing (SFC:APJ200) Liu
CE APJ200 - active, Robeco Hong Kong Limited
Renqing Lyu
CE BJO520 - active, Robeco Hong Kong Limited
Frank Johan B. Reynaerts
CE BNJ376 - active, Robeco Hong Kong Limited
Kwan Tat Tai
CE BBL046 - active, Brookfield Advisors (Hong Kong) Limited
Lin Tang
CE BBU285 - active, Robeco Hong Kong Limited
Cornelis Adrianus Verbaas
CE AMM438 - ceased
Fiona Ka Kei Wong
CE BSJ564 - active, Robeco Hong Kong Limited
Suwen Xu
CE BIJ838 - active, Robeco Hong Kong Limited
Chi Yao
CE BPE254 - active, Robeco Hong Kong Limited
Hoi Yin Yuen
CE AMO501 - active, Robeco Hong Kong Limited
Tsz Hin Lo
CE BKE897 - active, Riches Depot Securities Co., Limited
Pak Wa Tse
CE BNB041 - active, Riches Depot Securities Co., Limited
Yuwen Yang
CE BOD549 - active, Riches Depot Securities Co., Limited
Yihua Ding
CE AQQ496 - ceased
Frewen Lam
CE AOY572 - active, ROC Partners (HK) Limited
Zhixiang Zhang
CE AVA347 - active, ROC Partners (HK) Limited
Mang Kiu Chan
CE AIS524 - active, ROC Partners (HK) Limited
Saisai Hu
CE BAB450 - active, ROC Partners (HK) Limited
William Lap Wai Chai
CE BGY964 - active, RAM Investment Advisors Limited
Tsz Man Lee
CE BAF948 - active, RAM Investment Advisors Limited
Scott Gregory Wehl
CE BGM115 - active, RAM Investment Advisors Limited
Tsz Sum Liu
CE BEE816 - active, RAM Investment Advisors Limited
Shuk Yan Wong
CE BQE113 - active, RAM Investment Advisors Limited
Yuk Hin Yau
CE BVF937 - active, RAM Investment Advisors Limited
Xiangming Kong
CE AZW193 - active, Righteous Capital Limited
Li Zhang
CE ANK352 - active, Righteous Capital Limited
Qin Su
CE BVQ502 - active, Righteous Capital Limited
Weiqi Zhu
CE BFX215 - active, Righteous Capital Limited
Laurent Huai Eng Ly
CE ATW215 - active, RaiseSun Capital Limited
Simon Siu Wing Yim
CE AMI059 - active, RaiseSun Capital Limited
Tao Wei
CE ANY058 - active, RaiseSun Capital Limited
Ye Li
CE BTG969 - active, RP Asset Management Limited
Leo Chi Fung Chan
CE ALS787 - active, Red Solar Capital Limited
On Tai Lam
CE AEC838 - active, Red Solar Capital Limited
Man Kit Cheung
CE AYC069 - active, Red Solar Capital Limited
Yuk Wa Wan
CE BJL666 - active, Red Solar Capital Limited
Shi Kit Yip
CE BGY948 - active, Red Solar Capital Limited
Ka Kit Yu
CE BOM761 - active, Red Solar Capital Limited
John Moon Suk Chang
CE AMI423 - active, Redbridge Global Strategies Limited
Wai Man Wan
CE BML417 - active, Redbridge Global Strategies Limited
Tony Welland
CE AZQ236 - active, Redbridge Global Strategies Limited
Ho Wai Chan
CE BXG980 - active, Redbridge Global Strategies Limited
Sreejesh Rajan
CE BCO974 - active, Rostrum Grand Limited
Sankalp Gupta
CE BCC833 - active, Rostrum Grand Limited
Dinesh Kangya
CE BEN372 - active, Rostrum Grand Limited
Patricia Anna Pyttlik
CE BQW685 - active, Rostrum Grand Limited
Joshua Ming Yin Ngan
CE BUS416 - active, Rostrum Grand Limited
Nicholas Wing Kwong Chan
CE ACC181 - active, Rockpool Capital Limited
Maurice Win-Chong Koo
CE AWZ621 - active, Rockpool Capital Limited
Benjamin Malcolm Wong
CE APJ685 - active, Rockpool Capital Limited
Soon Yene Chan
CE AXH282 - active, Rockpool Capital Limited
Sheila Sho Nan Chow
CE AQL403 - active, Rockpool Capital Limited
Corey Junzo Hamabata
CE BSD942 - active, Rockpool Capital Limited
Jia Huang
CE BTC173 - active, Rockpool Capital Limited
Man Ka Ip
CE BKV989 - active, Rockpool Capital Limited
Boon Yew Lim
CE BSW285 - active, Rockpool Capital Limited
Yung Pan Andrew Mak
CE BMI336 - active, Rockpool Capital Limited
Pengcheng Wan
CE BTU099 - active, Rockpool Capital Limited
Carmen Lai Man Ng
CE AFT874 - active, Redwood Asset Management Limited
Wing Keung Ng
CE AQX239 - active, Redwood Asset Management Limited
Kane Yang
CE AUT778 - ceased
Hon Kei Ng
CE BIT798 - active, Redwood Asset Management Limited
Tan Yee Choi
CE AUM132 - active, Rainbow Capital (HK) Limited
Ho Ming Danny Leung
CE AVV519 - active, Rainbow Capital (HK) Limited
Pui Kei Cheng
CE AXG218 - active, Rainbow Capital (HK) Limited
Chenan Rao
CE BPJ491 - active, Rainbow Capital (HK) Limited
Ka Sun Daniel Shum
CE BFA017 - active, Rainbow Capital (HK) Limited
Guangze Xu
CE BWI900 - active, Rainbow Capital (HK) Limited
Jiarui Yang
CE BUH961 - ceased
Lok Sing Yeung
CE BBI768 - active, Rainbow Capital (HK) Limited
Qingyan Zhang
CE BNG961 - active, Rainbow Capital (HK) Limited
Qingchuan Zheng
CE BXC766 - active, Rainbow Capital (HK) Limited
Hei Ching Au
CE AWC465 - active, Risen Family Office Limited
Allen Wang
CE BSD399 - active, Risen Family Office Limited
Siu Ki Calvin Chan
CE BTO928 - active, Risen Family Office Limited
Jingyu Luo
CE BPX012 - active, Risen Family Office Limited
Ka Wing Ng
CE BSX788 - active, Risen Family Office Limited
I-Lin Shin
CE BIC597 - active, Risen Family Office Limited
Ya Wang
CE BXH243 - active, Risen Family Office Limited
Yonghui Wei
CE BXK059 - active, Risen Family Office Limited
Lap Chuen Ko
CE AIH610 - active, Rui Da International Asset Management (Hong Kong) Limited
Kam Cheuk Man
CE ACP181 - active, Rui Da International Securities (Hong Kong) Limited
Chun Yue Chan
CE BSI173 - active, Rui Da International Asset Management (Hong Kong) Limited
Yin Hei Keung
CE BWH428 - active, Rui Da International Securities (Hong Kong) Limited
Fei Li
CE AYR984 - active, Rui Da International Securities (Hong Kong) Limited
Pak Cheung Yuen
CE AFJ094 - active, Rui Da International Asset Management (Hong Kong) Limited
Charles Bradley Wan
CE ARE664 - active, Rede Partners (Asia) Limited
Kristina Widegren Gonzalez Lastra
CE BSE743 - active, Rede Partners (Asia) Limited
Declan Thomas FitzMaurice
CE BVN928 - active, Rede Partners (Asia) Limited
Simon William Hugkulstone
CE BWT500 - active, Rede Partners (Asia) Limited
Zhize Liu
CE BRD895 - active, Rede Partners (Asia) Limited
Jong Wook Moon
CE BSU594 - active, Rede Partners (Asia) Limited
Tingshan Tiong
CE BWS474 - active, Rede Partners (Asia) Limited
Ka Yee (SFC:BIR670) Lee
CE BIR670 - active, Raising International Securities Limited
Jeffrey Ka Fai Ng
CE AIR483 - active, Raising International Securities Limited
Tsz Lun Tsang
CE BSW286 - active, Raising International Securities Limited
Ying Yi Chan
CE AVL067 - active, Redland Securities Limited
Vivian Hoi Yan Chang
CE AEE778 - active, Redland Securities Limited
Yajie Hu
CE BSW700 - active, Redland Securities Limited
Chung Ling Choi
CE AOM647 - active, Redland Securities Limited
Ye Shen
CE BVD603 - active, Redland Securities Limited
Shengsheng Li,
CE BVJ915 - active, Rising Securities Limited
Kwan Kit Sit
CE AZQ787 - active, Rising Securities Limited
Tingting Zeng
CE BUO760 - active, Rising Securities Limited
Wen Zhang
CE BMV073 - active, Rising Securities Limited
Yanghui Huang
CE BWV717 - active, Rising Securities Limited
Cheong Daniel Ma
CE BKB371 - active, Rising Securities Limited
Wai Nam Lee
CE ACI717 - active, Rosun Capital Limited
Alvin Tin Yam Wong
CE APK149 - active, Rosun Capital Limited
Qian Ma
CE BXO351 - active, Rosun Capital Limited
Billy Chan
CE AAC645 - active, Sanfull Futures Limited
Henry (SFC:AAC634) Chan
CE AAC634 - active, Sanfull Futures Limited