Kwok Fai Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Chau (周國輝), a licensed Responsible Officer with CE reference ANX794. Currently licensed at 1 firm(s): Sumitomo Mitsui DS Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-13 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-10-01 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-13 | 2023-01-13 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-10-17 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-07-24 | 2017-10-17 |
| LT Finance Management Limited | Rep | Type 4 - Advising on securities | 2016-06-20 | 2017-06-30 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-09-11 | 2014-08-18 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-09-11 | 2014-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Fai Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.