Ka Hang Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hang Chau (周嘉恆), a licensed Responsible Officer with CE reference AJO080. Currently licensed at 2 firm(s): Soliton Securities Limited, Soliton Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soliton Securities Limited 善恆證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-03 | present |
| Soliton Capital Management Limited 善恆資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-03 | present |
| Soliton Securities Limited 善恆證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-03 | present |
| Soliton Capital Management Limited 善恆資本管理有限公司 |
RO | Type 9 - Asset management | 2019-01-03 | present |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-01-19 | 2019-01-02 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 - Asset management | 2017-01-19 | 2019-01-02 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-07 | 2019-01-02 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-27 | 2017-01-19 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-02-27 | 2017-01-19 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-16 | 2007-03-10 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-16 | 2007-03-10 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-16 | 2007-03-10 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-16 | 2007-03-10 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-16 | 2007-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Hang Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.