Olivier Joel Emile Szwarcberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Joel Emile Szwarcberg, a licensed Responsible Officer with CE reference BDD369. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.5 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-31 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2024-10-31 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2024-10-31 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-22 | 2018-01-16 |
| FIL Investment Advisors | RO | Type 4 - Advising on securities | 2016-03-22 | 2018-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-03-22 | 2018-01-16 |
| FIL Investment Advisors | RO | Type 9 - Asset management | 2016-03-22 | 2018-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 - Asset management | 2016-03-22 | 2018-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-28 | 2016-03-22 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2014-03-28 | 2016-03-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-28 | 2016-03-22 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2014-03-28 | 2016-03-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-03-28 | 2016-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Olivier Joel Emile Szwarcberg during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.