Freda Shin Yee Wong
黃倩而
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freda Shin Yee Wong (黃倩而), CE reference AFV839. Currently licensed at 1 firm(s): Sunny Fortune Capital Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-15 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 — Advising on securities | 2020-01-15 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-15 | present |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-15 | 2019-10-22 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2015-09-15 | 2019-10-22 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-15 | 2019-10-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2015-09-15 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-09 | 2015-09-15 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-09 | 2015-09-15 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-08-17 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-09 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-11-09 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-05 | 2006-11-09 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-05 | 2006-11-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-16 | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-12 |