Ziyi Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyi Liu (劉梓怡), a licensed Representative with CE reference BXN140. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 0.7 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-04 | present |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-09-04 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-06 | 2026-08-07 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-02-06 | 2026-08-07 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-06 | 2026-08-07 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-02-06 | 2026-08-07 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-02-06 | 2026-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ziyi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.