Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Alex Jiu Lik Shum
CE APJ351 - active, TPG Capital, Limited
Stephen Fildes Bamford
CE ARP194 - active, TPG Capital, Limited
Vivien Yin Chung Chan
CE ATY953 - active, TPG Capital, Limited
Wai Ming Andy Cheng
CE BOJ590 - active, TPG Capital, Limited
Stephen Bruce Duncan
CE BWC284 - active, TPG Capital, Limited
Zhou Jin
CE BVF551 - active, TPG Capital, Limited
Chang Hee Kang
CE BPU771 - active, TPG Capital, Limited
Roy Yong Kim
CE BOI855 - active, TPG Capital, Limited
Tin Wai Kung
CE BKF902 - active, TPG Capital, Limited
Ting Chun Jason Kwok
CE BXO525 - active, TPG Capital, Limited
Siu Hang Ryan Lau
CE BNC740 - active, TPG Capital, Limited
Ji Hong Lim
CE BRR818 - active, TPG Capital, Limited
Huishan Lin
CE AXF089 - active, TPG Capital, Limited
Shuji Mikami
CE BTB677 - active, TPG Capital, Limited
Hamish Stuart Menzies Mitchell
CE BVS282 - active, TPG Capital, Limited
Kin Ting Ng
CE AYT344 - active, TPG Capital, Limited
Matthew Samuel Smith
CE BXS483 - active, TPG Capital, Limited
Rebecca Alice Soulsby
CE BVV089 - active, TPG Capital, Limited
Joel Chase Thickins
CE BWL479 - active, TPG Capital, Limited
Daizong Wang
CE AGP139 - active, TPG Capital, Limited
Gikyun Wang
CE BVQ362 - active, TPG Capital, Limited
Seung Jun Wi
CE BTA300 - active, TPG Capital, Limited
Vincent Wong
CE BVX745 - active, TPG Capital, Limited
Christopher Patrick Busby
CE BWF012 - active, Two Sigma Asia Pacific, Limited
Kwok Fung Kenny Lam
CE BIX396 - active, Two Sigma Asia Pacific, Limited
Juan Edward Tan
CE ANN256 - active, Two Sigma Asia Pacific, Limited
Yang An
CE BDF640 - active, TradeMaster Securities (Hong Kong) Limited
Chun-Ying Chen
CE BME552 - active, TradeMaster Securities (Hong Kong) Limited
Yibiao Chen
CE AXN055 - active, TradeMaster Securities (Hong Kong) Limited
Yun Deng
CE AOY055 - active, TradeMaster Securities (Hong Kong) Limited
Hanlun Liu
CE BRS462 - active, TradeMaster Securities (Hong Kong) Limited
Yue Pang Mok
CE APJ712 - active, TradeMaster Securities (Hong Kong) Limited
Ran Qiu
CE BRS995 - active, TradeMaster Securities (Hong Kong) Limited
Xi (SFC:BXH494) Chen
CE BXH494 - active, TradeMaster Securities (Hong Kong) Limited
Fei He
CE AXS174 - active, TradeMaster Securities (Hong Kong) Limited
Lijie Huang
CE BOG075 - active, TradeMaster Securities (Hong Kong) Limited
Qiuyue Zhong
CE BWD082 - active, TradeMaster Securities (Hong Kong) Limited
Jonathan Simon Bond
CE BJF053 - active, TTB Partners Limited
Christopher Scoular
CE BJH133 - active, TTB Partners Limited
Mark David Corson Ferguson
CE BCY149 - active, TTB Partners Limited
Yu Yen Lee
CE BOU339 - active, TTB Partners Limited
Shuojun Huang
CE BDV987 - active, Tiger Brokers (HK) Global Limited
Shiu Hong Lui
CE ALY654 - active, Tiger Brokers (HK) Global Limited
Ka Chuen Ma
CE ACN826 - active, Tiger Brokers (HK) Global Limited
Martini Tsang Kit Ma
CE ADZ865 - active, Tiger Brokers (HK) Global Limited
Yung Yung So
CE AXN043 - active, Tiger Brokers (HK) Global Limited
Lai Wang
CE BAL857 - active, Tiger Brokers (HK) Global Limited
Yang Xu
CE BUC165 - active, Tiger Brokers (HK) Global Limited
Bang An
CE BVI611 - active, Tiger Brokers (HK) Global Limited
Qingwei Chen
CE BUP836 - active, Tiger Brokers (HK) Global Limited
Shixin Chen
CE BVU834 - active, Tiger Brokers (HK) Global Limited
Min Cheng
CE BXF773 - active, Tiger Brokers (HK) Global Limited
Sze Ching Choy
CE BOC509 - active, Tiger Brokers (HK) Global Limited
Xiaoou Gong
CE BVV761 - active, Tiger Brokers (HK) Global Limited
Yi Gong
CE BVW548 - active, Tiger Brokers (HK) Global Limited
Lam Hoi Ho
CE BOP788 - active, Tiger Brokers (HK) Global Limited
Keying Huang
CE BUN435 - active, Tiger Brokers (HK) Global Limited
Xiaoyi Huang
CE BQE176 - active, Tiger Brokers (HK) Global Limited
Shixuan Jian
CE BXB965 - active, Tiger Brokers (HK) Global Limited
Wai Kei Lee
CE AGE853 - active, Tiger Brokers (HK) Global Limited
Hong Lam Leung
CE BQQ723 - ceased
Shek Tin Leung
CE BQP854 - active, Tiger Brokers (HK) Global Limited
Guanxi Li
CE BTH548 - active, Tiger Brokers (HK) Global Limited
Shutong Liu
CE BWT728 - active, Tiger Brokers (HK) Global Limited
Zimu Liu
CE BWW092 - active, Tiger Brokers (HK) Global Limited
Jiayi Lyu
CE BXB353 - active, Tiger Brokers (HK) Global Limited
Chun Wang Ma
CE BTA303 - active, Tiger Brokers (HK) Global Limited
Ching Man Ng
CE BQW730 - active, Tiger Brokers (HK) Global Limited
Chenyao Peng
CE BUX075 - active, Tiger Brokers (HK) Global Limited
Weichen Que
CE BOE862 - active, Tiger Brokers (HK) Global Limited
Joshua Lok Hay Siu
CE BTW071 - active, Tiger Brokers (HK) Global Limited
Wang Yu Tsang
CE BSA307 - active, Tiger Brokers (HK) Global Limited
Jingyi Wen
CE BTV427 - active, Tiger Brokers (HK) Global Limited
Tse Shan Wong
CE BOB082 - active, Tiger Brokers (HK) Global Limited
Wai Chun Wong
CE BVE134 - active, Tiger Brokers (HK) Global Limited
William Kuen Sheng Wu
CE BTC687 - active, Tiger Brokers (HK) Global Limited
Jun Zhang
CE BXE088 - active, Tiger Brokers (HK) Global Limited
Jiang Zhao
CE BVR917 - active, Tiger Brokers (HK) Global Limited
Chul Uk Chun
CE BAP752 - active, TSSP Hong Kong (A) Limited
Ahsha Merson Haggart
CE BUV486 - active, TSSP Hong Kong (A) Limited
Audrey Ying Jun Low
CE BFI437 - active, TSSP Hong Kong (A) Limited
Stuart James Wrigley
CE BPB295 - active, TSSP Hong Kong (A) Limited
Andrew Ye Yan Gu
CE ALQ626 - active, Thornburg Investment Management (Asia) Limited
Jonathan David Schuman
CE BWC581 - active, Thornburg Investment Management (Asia) Limited
Qi Shen
CE BSY494 - active, Thornburg Investment Management (Asia) Limited
Peter Kwing Chang Koh
CE AAA503 - active, TradeGo Markets Limited
Wai Hung Lau
CE ANX950 - active, TradeGo Markets Limited
Kin Wah Ng
CE AVI806 - active, TradeGo Markets Limited
Ganlin Huang
CE BVX169 - active, TradeGo Markets Limited
Guosheng Li
CE BVW690 - active, TradeGo Markets Limited
Jicheng Liao
CE BNP060 - active, TradeGo Markets Limited
Jing (SFC:BNO984) Liu
CE BNO984 - active, TradeGo Markets Limited
Zheng Tan
CE AXT207 - active, TradeGo Markets Limited
Xianhui Wang
CE BTP566 - active, TradeGo Markets Limited
Jiao Xue
CE BVW847 - active, TradeGo Markets Limited
Douglas Stewart Reay
CE BVT073 - active, Toscafund HK Limited
Jonathan William Trevor Sleath
CE BGI238 - active, Toscafund HK Limited
Mark Andrew Tinker
CE BBT883 - active, Toscafund HK Limited
Devang Avlani
CE BWI592 - active, Toscafund HK Limited
Sufian Azzeddin Creui
CE BVW527 - active, Toscafund HK Limited
Harry Robert George Reynolds Jarman
CE BXG976 - active, Toscafund HK Limited
Edward Jonathan Page
CE AFI916 - active, Toscafund HK Limited
Charles Peter Wannan
CE BPF040 - active, Toscafund HK Limited
Wing Ka Chau
CE AMT949 - active, Trend Up Investment (HK) Limited
Tsz Chun Tong
CE ATS073 - active, Trend Up Investment (HK) Limited
Haoyu (SFC:BTV516) Wang
CE BTV516 - active, Trend Up Investment (HK) Limited
Han Wang
CE BUT982 - active, Trend Up Investment (HK) Limited
Yiying Jiang
CE BWK978 - active, Trend Up Investment (HK) Limited
Wenjun Kong
CE BXI760 - active, Trend Up Investment (HK) Limited
Hon Nga Li
CE BUH471 - active, Trend Up Investment (HK) Limited
Benmeng Lyu
CE BXC041 - active, Trend Up Investment (HK) Limited
Yiu Cho Tong
CE ASD150 - active, Trend Up Investment (HK) Limited
Zijian Wang
CE BGG797 - active, Trend Up Investment (HK) Limited
Chun Wong
CE BNP057 - active, Trend Up Investment (HK) Limited
Yuanye Xiao
CE BXF608 - active, Trend Up Investment (HK) Limited
Shixuan Xu
CE BUT992 - active, Trend Up Investment (HK) Limited
Yihui Gao
CE BUK427 - active, Ti-Capital (HK) Asset Management Limited
Xuliang Hou
CE BUK428 - active, Ti-Capital (HK) Asset Management Limited
Cheng Hao Chen
CE BUP809 - active, Tikehau Capital Hong Kong Limited
Young Joon Moon
CE BUP804 - active, Tikehau Capital Hong Kong Limited
Colin Lim
CE BPU833 - active, Tikehau Capital Hong Kong Limited
Vivian Ying Ping Ngoh
CE BER761 - active, Tikehau Capital Hong Kong Limited
Suet Ying Lily Vanessa Kwok
CE BAN067 - ceased
Maximilian Shui Hung Ling
CE BGA793 - active, Top One Global Capital Management Limited
Sin Man Lirranna Sun
CE BNR322 - active, Top One Global Capital Management Limited
Kar Kee Yan
CE ASK152 - active, Top One Global Capital Management Limited
Pat Pik Yuk Chan
CE BSG331 - active, Top One Global Capital Management Limited
Wai Sze Chan
CE BIN990 - active, Top One Global Capital Management Limited
Sheung Heung Chow
CE BOF774 - active, Top One Global Capital Management Limited
Hak Shiu Ip
CE BIX995 - active, Top One Global Capital Management Limited
Hoi Lee Lai
CE AYQ271 - active, Top One Global Capital Management Limited
Yee Man Suen
CE ASS641 - active, Top One Global Capital Management Limited
Man Chung Wong
CE BTT022 - active, Top One Global Capital Management Limited
Gang Yu
CE BWV831 - active, Tianfu International Securities Group Company Limited
Kwan Pak Lai
CE AQM571 - active, Trade Rise Limited
Wai Wong
CE BAC295 - active, Trade Rise Limited
Zhenyu Yu
CE BKY245 - active, Trade Rise Limited
Haohuan Li
CE BJI767 - active, Trade Rise Limited
Frank Hong Ming Chan
CE AJG444 - active, Times Capital Limited
Tsz Wai Tong
CE AUT494 - active, Times Capital Limited
Antonius Chi Cheong Choi
CE AXS308 - active, Times Capital Limited
Xudong Dai
CE BEO462 - active, Tenbase Securities Limited
Wa Kin Tang
CE BGM127 - active, Ten Asset Management Limited
Man Ting Loretta Yu
CE AWE558 - active, Tenbase Securities Limited
Murray Ka Shun Cheung
CE BEO947 - active, Tenbase Securities Limited
Chi Ting Chien
CE BXO491 - active, Tenbase Securities Limited
Lilin Li
CE BVW981 - active, Tenbase Securities Limited
Qi (SFC:BXB081) Wang
CE BXB081 - active, Tenbase Securities Limited
Yee Fung Yu
CE BAZ969 - active, Tenbase Securities Limited
Boon Lian Chew
CE BNL163 - active, TS Capital Partners (Hong Kong) Limited
Yuesheng Xin
CE AIB281 - active, TS Capital Partners (Hong Kong) Limited
Elizabeth Yi Lin Lee
CE AXU784 - active, Tower Capital Asia (HK) Limited
Seth Ee Jer Lim
CE BNB709 - active, Tower Capital Asia (HK) Limited
Thomas Cornelis Portegies
CE BUG408 - active, UTR8 Hong Kong Limited
Maarten Maria Johannes Franciscus van Amstel
CE BUG396 - active, UTR8 Hong Kong Limited
Bas Woudstra
CE BXA100 - active, UTR8 Hong Kong Limited
Mirgim Jusufi
CE AYR638 - active, Virtu ITG Hong Kong Limited
Heath Christopher Mooney
CE BAU631 - active, Virtu ITG Hong Kong Limited
Alasdair Bruce Thomson
CE AIO062 - active, Virtu ITG Hong Kong Limited
Ka Him Jason Cheung
CE BRX179 - active, Virtu ITG Hong Kong Limited
Feng Jiang
CE BHQ334 - active, Virtu ITG Hong Kong Limited
Thomas Grant Whitaker
CE BRV618 - active, Virtu ITG Hong Kong Limited
Kenneth Sze-Ho Wong
CE AWT852 - active, Virtu ITG Hong Kong Limited
Zhen Jie Kyle Woon
CE BWW659 - active, Virtu ITG Hong Kong Limited
Chun Fai Yu
CE AFJ184 - active, Virtu ITG Hong Kong Limited
Ho Yan Chung
CE AEN587 - active, Vinco Financial Limited
Yick Hing Lam
CE AMB346 - active, Vinco Financial Limited
Kai Hei Chiu
CE BNL469 - active, Vinco Financial Limited
Pui Sze Keung
CE BGL260 - active, Vinco Financial Limited
Pleurat Rexhepi
CE BUD418 - active, Viking Global Hong Kong Limited
Sai Hong Tsang
CE BHC363 - active, Viking Global Hong Kong Limited
Tung Wa Chan
CE AVP005 - active, Venture Smart Asia Limited
Sze Chi Kwok
CE AAE326 - active, Venture Smart Asia Limited
Ulric Yuk Lun Leung
CE AEP562 - active, Venture Smart Asia Limited
Sheung Nim Lun
CE ADR500 - active, Venture Smart Asia Limited
Tsz Yin Chan
CE AYM927 - active, Venture Smart Asia Limited
Zixi Huang
CE BXN866 - active, Venture Smart Asia Limited
Wai Fong Kwok
CE AJX122 - active, Venture Smart Asia Limited
Kai Chun Tsang
CE AWJ504 - active, Venture Smart Asia Limited
Chun Hin Tung
CE BET266 - active, Venture Smart Asia Limited
Yue Hu
CE BRT037 - active, Vista Equity Partners Management (Hong Kong) Limited
da Wan Koo
CE AXR520 - active, Vista Equity Partners Management (Hong Kong) Limited
Stephen Weaver Seelbach
CE AJC077 - active, Vista Equity Partners Management (Hong Kong) Limited
Wataru Fujimoto
CE BTM984 - active, Vista Equity Partners Management (Hong Kong) Limited
Vivian Jiang
CE BSL496 - active, Vista Equity Partners Management (Hong Kong) Limited
Danny Lap Lee
CE ADZ093 - active, VCA Capital Limited
Jia Lu Yin
CE ADW757 - active, VCA Capital Limited
Zhiwei Bian
CE BPT425 - active, Victory Fintech Company Limited
Andrew Alan Davidson
CE BTF119 - active, Victory Fintech Company Limited
Donald Kurt Day
CE AUN917 - active, Victory Fintech Company Limited
Lele Zhou
CE AZX502 - active, Victory Fintech Company Limited
Kingsley Kwok King Chan
CE AFV361 - active, VisionStone Investment Management (Hong Kong) Co., Limited
Chenyao Li
CE BBJ083 - active, VisionStone Investment Management (Hong Kong) Co., Limited
Rishabh Bhatia
CE BHW497 - active, Verition Advisors (Hong Kong) Limited
John Matthew Choo
CE BOA759 - active, Verition Advisors (Hong Kong) Limited
Woonki Jeon
CE BFT921 - active, Verition Advisors (Hong Kong) Limited
Sharon Leung
CE BPB219 - active, Verition Advisors (Hong Kong) Limited
Tianyi Liu
CE BPF434 - active, Verition Advisors (Hong Kong) Limited
Nedeltcho Jelev Akov
CE APL839 - active, Verition Advisors (Hong Kong) Limited
John Abraham Asher
CE BAP003 - active, Verition Advisors (Hong Kong) Limited
James William Brown
CE BXM475 - active, Verition Advisors (Hong Kong) Limited
Wai Yan Chau
CE BLI739 - active, Verition Advisors (Hong Kong) Limited
Hung Chen
CE BKJ755 - active, Verition Advisors (Hong Kong) Limited
Wenjun Chi
CE BRH714 - active, Verition Advisors (Hong Kong) Limited
Mark Cameron Cox
CE BFT324 - active, Verition Advisors (Hong Kong) Limited
Ka Yen Hung
CE AXQ577 - active, Verition Advisors (Hong Kong) Limited
Shunxin Jiang
CE BJE128 - active, Verition Advisors (Hong Kong) Limited
Yasutaka Kuga
CE ATS489 - active, Verition Advisors (Hong Kong) Limited
Sunho Kwon
CE BUA367 - active, Verition Advisors (Hong Kong) Limited
Mengdan Ma
CE BRU806 - active, Verition Advisors (Hong Kong) Limited
Andrew Thomas McMaster
CE BWI905 - active, Verition Advisors (Hong Kong) Limited
Michael Tomoki Namba
CE BVK115 - active, Verition Advisors (Hong Kong) Limited
Jiawei Ni
CE BNB430 - active, Verition Advisors (Hong Kong) Limited
Luping Shen
CE BWR946 - active, Verition Advisors (Hong Kong) Limited
Keiichi Tahara
CE BVD734 - active, Verition Advisors (Hong Kong) Limited
Jenan Wijayasri
CE BVT530 - active, Verition Advisors (Hong Kong) Limited
Elliott Tak On Woo
CE AYR304 - active, Verition Advisors (Hong Kong) Limited
Hantian Xu
CE BIE314 - active, Verition Advisors (Hong Kong) Limited
Rong Ye
CE BGZ599 - active, Verition Advisors (Hong Kong) Limited
Tianyu Yuan
CE BNK425 - active, Verition Advisors (Hong Kong) Limited
Long Zhang
CE BGM921 - active, Verition Advisors (Hong Kong) Limited
Yiting Zhang
CE BOF097 - active, Verition Advisors (Hong Kong) Limited
Robert King Kwok Woo
CE ABJ230 - active, Winfull Securities Limited
Ming Lau Woo Yeung
CE AAB649 - active, Winfull Securities Limited
Mei Mui Cheng
CE AFR096 - active, Winfull Securities Limited
Chi Keung Cheung
CE AAB604 - active, Winfull Securities Limited
Ka Fu Chong
CE ADH106 - active, Winfull Securities Limited
Yuk Kwan Chung
CE ADS085 - active, Winfull Securities Limited
Kin Man Liu
CE AEA544 - active, Winfull Securities Limited
Chi Hang Lo
CE AFR117 - active, Winfull Securities Limited
Chi Ho Lo
CE AHI394 - active, Winfull Securities Limited
Choi Ha Tang
CE ADG050 - active, Winfull Securities Limited
Siu Wah Tang
CE ABS473 - active, Winfull Securities Limited
Suk Yee Tang
CE ADZ315 - active, Winfull Securities Limited
Wai Leung Wut
CE AAB840 - active, Winfull Securities Limited
Ada Lai Qing Lung
CE AEV354 - active, Wonder Face Fund Management Company Limited
Leung Man Poon
CE AAC300 - active, Wonder Face Fund Management Company Limited
Yee See Poon Wong
CE AAC361 - active, Wonder Face Fund Management Company Limited
Bernard Mo Kit Wong
CE ACL461 - active, Wonder Face Fund Management Company Limited
Samuel Kai Pang Chan
CE AAE754 - ceased
Martin Kai Yu Chan
CE AAE749 - active, Wellfull Securities Company Limited
Lena Chan
CE ABM679 - active, Wellfull Securities Company Limited
Valerie Chan
CE ABP651 - active, Wellfull Securities Company Limited
Cecilia Wen Mi Pao
CE AAE706 - active, Wellfull Securities Company Limited
Elan Chan
CE AEZ065 - active, Wellfull Securities Company Limited
Shuk Hang Chan
CE AEJ677 - active, Wellfull Securities Company Limited
Wai Nin Chan
CE AAE811 - active, Wellfull Securities Company Limited
Siu Mui Lam
CE AAE807 - active, Wellfull Securities Company Limited
Kam Fung Lao
CE AFQ506 - active, Wellfull Securities Company Limited
Sai Mui Leung
CE ABZ106 - active, Wellfull Securities Company Limited