Eric Lockman Mimoun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Lockman Mimoun, a licensed Responsible Officer with CE reference BSW108. Currently licensed at 1 firm(s): SYNCICAP Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.9 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-23 | present |
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-23 | present |
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-23 | present |
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-08 | 2026-06-23 |
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-08 | 2026-06-23 |
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-08 | 2026-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Lockman Mimoun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.