Nick Wing Cheong Lai
黎永昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nick Wing Cheong Lai (黎永昌), a licensed former licensee with CE reference AAI980. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | 2026-03-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-13 |