Nick Wing Cheong Lai
黎永昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nick Wing Cheong Lai (黎永昌), a licensed former licensee with CE reference AAI980. This person has 23.0 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | 2026-03-30 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2022-06-30 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-13 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-13 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nick Wing Cheong Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.