Oi Wan Chan

陳靄雲
CE No. AOT458 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Wan Chan (陳靄雲), CE reference AOT458. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Sun Life Investment Management Asia Limited
永明投資管理亞洲有限公司
Rep Type 4 — Advising on securities 2025-06-09 present
Sun Life Investment Management Asia Limited
永明投資管理亞洲有限公司
Rep Type 9 — Asset management 2025-06-09 present
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2013-07-22 2013-11-15
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 — Advising on securities 2013-07-22 2013-11-15
Halbis Capital Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2007-08-02 2011-12-31
HSBC Global Asset Management (Hong Kong) Limited Rep Type 9 — Asset management 2007-08-02 2013-02-21
Halbis Capital Management (Hong Kong) Limited Rep Type 9 — Asset management 2007-08-02 2011-12-31
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2007-07-04 2013-02-21
MUSHK Limited Rep Type 1 — Dealing in securities 2007-04-02 2007-06-30
MUSHK Limited Rep Type 4 — Advising on securities 2007-04-02 2007-06-30

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