Oi Wan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Wan Chan (陳靄雲), a licensed Representative with CE reference AOT458. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.3 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-09 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2025-06-09 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-22 | 2013-11-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-22 | 2013-11-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-08-02 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-08-02 | 2013-02-21 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-08-02 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-07-04 | 2013-02-21 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2007-04-02 | 2007-06-30 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | 2007-04-02 | 2007-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oi Wan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.