Harry Lai Wai Ip
葉黎偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harry Lai Wai Ip (葉黎偉), CE reference AAC664. Currently licensed at 1 firm(s): Tai Yip Stock Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-08-01 |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-12 |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-12 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-12 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-12 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-02-12 |