Chi Wing Cheung
張志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Cheung (張志榮), CE reference ACV105. Currently licensed at 1 firm(s): Stockwell Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-28 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-15 | 2022-06-30 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-21 | 2018-12-28 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-06-15 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-13 |