Samuel Tak Sing Chu
朱德勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Tak Sing Chu (朱德勝), CE reference AAH404. Currently licensed at 1 firm(s): Tat Lee Securities Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-15 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-15 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-15 |