Gee Eun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gee Eun Lee, a licensed Responsible Officer with CE reference AXG142. Currently licensed at 1 firm(s): Siguler Guff (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 12.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siguler Guff (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2019-06-21 | present |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2012-07-12 | 2016-08-26 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2012-07-12 | 2016-08-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2012-06-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-06 | 2012-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gee Eun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kyungoh Kook | Siguler Guff (Hong Kong) Limited | 2019–present |
| Kentaro Otani | Siguler Guff (Hong Kong) Limited | 2023–present |
| Atsushi Horiike | Siguler Guff (Hong Kong) Limited | 2019–2022 |
| Samson Yiu Cho Lui | CAIIS Limited | 2012–2016 |
| Moon Sung Chang | CAIIS Limited | 2012–2016 |
| Moon Fuk Cheung | CAIIS Limited | 2012–2016 |
| Chun Yu Choy | CAIIS Limited | 2012–2016 |
| Ping Hui Chu | CAIIS Limited | 2012–2016 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2012–2016 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2012–2016 |
| Janet Kar Ming Lau | CAIIS Limited | 2012–2016 |
| Kwan Yee So | CAIIS Limited | 2012–2016 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2012–2016 |
| Cynthia Shuet Kwan Wong | CAIIS Limited | 2012–2016 |
| Michelle Wu | CAIIS Limited | 2012–2016 |
| Yin Wa Cheung | CAIIS Limited | 2012–2016 |
| Heemin Shin | Siguler Guff (Hong Kong) Limited | 2023–2024 |
| Yuk Ting Wong | CAIIS Limited | 2013–2016 |
| Fernand Jean-Luc Anglada | CAIIS Limited | 2012–2015 |
| Lap Fai Lee | CAIIS Limited | 2012–2015 |