Gee Eun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gee Eun Lee, a licensed Responsible Officer with CE reference AXG142. Currently licensed at 1 firm(s): Siguler Guff (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siguler Guff (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2019-06-21 | present |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2012-07-12 | 2016-08-26 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2012-07-12 | 2016-08-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-06 | 2012-06-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-06 | 2012-06-30 |