Catherina Shui Chee Tsun
秦瑞芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherina Shui Chee Tsun (秦瑞芝), CE reference AAE731. Currently licensed at 1 firm(s): Tsun Chi Yuen Securities Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-26 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |