Hoi Yan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Chan (陳凱茵), a licensed Responsible Officer with CE reference AFZ453. Currently licensed at 1 firm(s): Shui On Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-28 | present |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 4 - Advising on securities | 2024-05-28 | present |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
RO | Type 9 - Asset management | 2024-05-28 | present |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-08 | 2024-05-28 |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-28 | 2024-05-28 |
| Shui On Investment Management Limited 瑞安投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-03-28 | 2024-05-28 |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-08 | 2023-11-03 |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 9 - Asset management | 2020-01-08 | 2023-11-03 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-08 | 2019-01-17 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-13 | 2016-04-30 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-13 | 2016-04-30 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-07-24 | 2008-10-18 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-12 | 2007-07-24 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-23 | 2006-05-26 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-04-25 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.