Hong Kong SFC Licensed Individuals Directory

Tat Fai Sei CE AGF439 - ceased Andrea Jean Stutsman CE AGF487 - ceased Mark Li-Min Syn CE AGG540 - ceased King Tai So CE AGG611 - ceased Ping Kei So CE AGH344 - ceased Arthur James Kay Stubbs CE AGH355 - ceased Sharon Anne Soo Yee Sim CE AGH852 - ceased Jaeha Shin CE AGH923 - ceased Laurence Wa Tung Shu CE AGH934 - ceased Jimmy Yat Fai So CE AGI136 - ceased Hing Hung Shum CE AGI234 - ceased Chi Hing Siu CE AGJ084 - ceased Tak Leung Suen CE AGJ109 - ceased Kevin Nigel Smith CE AGJ253 - ceased Pou I Sit CE AGJ356 - ceased Ian Timothy Simmonds CE AGJ428 - ceased Yee Chun Sze CE AGJ431 - ceased Kin Fung So CE AGJ655 - ceased Jack Kin Wah Suen CE AGJ829 - ceased Yam So CE AGJ831 - ceased Pat Yi Wah Sun CE AGJ846 - ceased Jiu Yeung Shum CE AGJ862 - ceased Siu Ling Sun CE AGJ882 - ceased Edmund Koon Yin Sim CE AGK071 - ceased Jeong Eun Sung CE AGK132 - ceased Amy Siu Yin So CE AGK277 - ceased Kim Geok Sim CE AGK853 - ceased Hana Sawada CE AGK925 - ceased Jenny Oi Kam So CE AGK971 - ceased Ka Yee Shum CE AGK995 - ceased Jarvis Sze CE AGL051 - ceased Chen (SFC:AGL159) Shen CE AGL159 - ceased Tsz Kin Siu CE AGL173 - ceased Sik Yi So CE AGL773 - ceased Ching Suen CE AGL871 - ceased Michael Thomas Smith CE AGL937 - ceased Pedro Chio Sequeira CE AGM685 - ceased Karen Ka Pik Shiu CE AGM895 - ceased Hazel Lai Ming Siu CE AGM905 - ceased Terence Kwok Wah Szeto CE AGM914 - ceased Yiu Ming Siu CE AGM967 - ceased Wei Su CE AGN518 - ceased Colin Ching Wern Sim CE AGN521 - ceased Mark Andrew Schwille CE AGN694 - ceased Carsten Hideki Alois Stoehr CE AGN718 - ceased Chu Wang So CE AGN812 - ceased Ngai Lam Sze CE AGN885 - ceased Lai Fong So CE AGN946 - ceased Man Yee Sung CE AGN989 - ceased So Mei Sze-To CE AGO034 - ceased Chi Ming (SFC:AGO114) Siu CE AGO114 - ceased Chiu Ming Sin CE AGO130 - ceased Wai Kwan Sieto CE AGO164 - ceased Gary Kin Wah Sin CE AGO178 - ceased Kwok Yee Sun CE AGO267 - ceased K K Yiu Sing Siu CE AGO308 - ceased Bernard Shing Chi Siu CE AGO337 - ceased Kit Wah Siu CE AGO339 - ceased Ching Fai Sin CE AGO409 - ceased Yuen Wa So CE AGO478 - ceased Siu Kuen Shum CE AGO580 - ceased Siu Kwan Carrie So CE AGO582 - ceased Cheung So CE AGO607 - ceased Eva Yim Wan Sham CE AGO666 - ceased Kwai Ching So CE AGO692 - ceased Lam Kan So CE AGO876 - ceased Danny Thakurdas Sawlani CE AGO903 - ceased Risser Man Ying Sum CE AGP039 - ceased Dhruv Partap Singh Shrikent CE AGP145 - ceased Shun Fong Sham CE AGP281 - ceased Mui Fun Siu CE AGP348 - ceased Raymond Chi Man Sit CE AGP462 - ceased Fong Chun Sit CE AGP469 - ceased Catherine Marie-Yvonne Sirven CE AGP546 - ceased Petrus Leonardus Sudjono CE AGP766 - ceased Feroz Sultana CE AGP844 - ceased Terence Cheuk Yin So CE AGR050 - ceased Kam Yin Sit CE AGS164 - ceased Song Shen CE AGS749 - ceased Simon Man Suen CE AGS855 - ceased Tien Yu Sieh CE AGT447 - ceased Cen Shi CE AGV375 - ceased Wei (SFC:AGW219) Sun CE AGW219 - ceased Ruby Pui Kay Siu CE AGW561 - ceased Pang Kwai Sze CE AGY182 - ceased Matthew Sebastian Sutherland CE AGZ498 - ceased Anthony Thomas Simpson CE AHA186 - ceased Jennifer Lai Shan So CE AHA295 - ceased Ingrid Shieh CE AHA547 - ceased Rosella Po Yee So CE AHA562 - ceased Buay Lan See CE AHA574 - ceased Ling Ling Seah CE AHA799 - ceased Anuj Sehgal CE AHA901 - ceased William Louis Selig CE AHC330 - ceased Lai Fong Suen CE AHC854 - ceased Yoichiro Sano CE AHD385 - ceased Travis Lorne Smithson CE AHE465 - ceased Shaoqiang Shi CE AHE750 - ceased Jeannette Ann Siok Hwee Sim CE AHF265 - ceased Daniel Scott Smaller CE AHF355 - ceased Chi Ming Shih CE AHF672 - ceased Nicholas Charles Sparrow CE AHF977 - ceased Kin Wing So CE AHH114 - ceased Rahul Shukla CE AHH429 - ceased Kwing Sum Sun CE AHI798 - ceased Takehiko Saito CE AHJ470 - ceased Wai Chun Shum CE AHJ589 - ceased Mark Summerbell CE AHJ897 - ceased Kevin Graeme Sew Hoy CE AHK082 - ceased Kenji Shimada CE AHK579 - ceased Matthew David Saul CE AHK747 - ceased Yee Charmaine Shum CE AHK978 - ceased Spencer Damian Surenkok-White CE AHM065 - ceased Li (SFC:AHM411) Sun CE AHM411 - ceased Chi Ming (SFC:AHM762) So CE AHM762 - ceased Ben McLean Scott CE AHN478 - ceased Sau Ying (SFC:AHN915) So CE AHN915 - ceased Mo Ling Sigerson CE AHR003 - ceased Todd Christopher Sandoz CE AHR023 - ceased Kai Reiner Sotorp Jr CE AHR030 - ceased Kasumi Shibano CE AHR324 - ceased Hans Christopher Smith CE AHS866 - ceased John Brennan Solik CE AHT108 - ceased Anna Simo Olivet CE AHT192 - ceased Thomas Andrew Harvey Saywell CE AHT592 - ceased Kin Lun Sy CE AHU106 - ceased Stacy Yi Shi CE AHU899 - ceased Michael Sean Sperr CE AHU914 - ceased Szu-Chi Shen CE AHU948 - ceased Philip Kwok Fan Shu CE AHV179 - ceased Michael John Surridge CE AHV460 - ceased Philip Wai Kit Suen CE AHV476 - ceased Ka Man (SFC:AHX165) So CE AHX165 - ceased Hiromasa Sugawara CE AHY748 - ceased Lyon Li Ang Shen CE AIB112 - ceased Yuet Lun Siu CE AIB684 - ceased Roger Ardisorn Sripunporn CE AIB741 - ceased Benny Hung Kit Suen CE AIB797 - ceased Irene Chia Ling Sun CE AIB838 - ceased Pi-Hua Sun CE AIC017 - ceased Xiaoguang Sun CE AIC355 - ceased William Shropshire CE AIC441 - ceased Elaine Yee Ling Sung CE AID227 - ceased Anita Sze Wai Shea CE AIH529 - ceased Fumio Samoto CE AIH530 - ceased Ching Shek CE AIJ730 - ceased Roger Leigh Spellman CE AIJ813 - ceased William John Stacey CE AIK894 - ceased William Wai Wai Siu CE AIL017 - ceased Ming Yuk So CE AIL022 - ceased Yana Sun CE AIL112 - ceased Rukhshad Tehmton Shroff CE AIN692 - ceased Jeong Ho Song CE AIN994 - ceased Madeline Kor Man Siu CE AIO031 - ceased Christy Kan Yin Sun CE AIO216 - ceased Thomas Kwun Tak Sun CE AIP202 - ceased Chi Chung So CE AIR311 - ceased Shun Man Shum CE AIR378 - ceased Peter Duard Stutsman CE AIR401 - ceased Vivienne Svoboda CE AIR404 - ceased David John Shannon CE AIR638 - ceased Alexis Dominique Suzat CE AIR658 - ceased Kathryn Louise Stannard CE AIR825 - ceased Bun Wah Sung CE AIR859 - ceased Adam Nicholas Murray Sticpewich CE AIR862 - ceased Raju Shukla CE AIR960 - ceased Tuen So CE AIT872 - ceased Young Yook Shim CE AIU238 - ceased Kin Yip So CE AIU263 - ceased Yuki Richard Shimada CE AIU272 - ceased Carissa Carol Szeto CE AIU527 - ceased Rohit Anil Salgaocar CE AIU565 - ceased Toru Sasai CE AIU755 - ceased Alice Lai Chu Shin CE AIX696 - ceased Laam Siu CE AIX755 - ceased Anthony John Sewell CE AIY534 - ceased Ching Yee Siu CE AIY652 - ceased Wenbo Shao CE AIZ254 - ceased Vincent Wing Chiu Suen CE AIZ708 - ceased Yim Chung Vivien Soo CE AJA079 - ceased Roushana Sjahsam CE AJB099 - ceased Peter James Szekely CE AJB204 - ceased Max Chee Hin Sit CE AJB407 - ceased Hannah Lei Shi CE AJB443 - ceased Seock Woo Sohn CE AJB517 - ceased Michael Tsun Kei Sit CE AJB640 - ceased Darren John Samuell CE AJB856 - ceased Amit Vishal Sheopuri CE AJC116 - ceased Gautam Saxena CE AJC402 - ceased Yau Bun Sham CE AJC631 - ceased Robert Hector John Spence CE AJD110 - ceased Bharat Kumar Sachanandani CE AJD185 - active, UBS Securities Asia Limited Po Man So CE AJD316 - ceased Ju Young Shin CE AJD378 - ceased Alison Yan Sie CE AJD400 - ceased James Roger Francis Shipton CE AJD463 - ceased James Mark Stephan CE AJD479 - ceased Chi Man Sin CE AJD674 - ceased Abhishek Sud CE AJD994 - ceased Wing Kei Se CE AJE114 - ceased Ka Him So CE AJE237 - ceased Wei (SFC:AJE358) Sun CE AJE358 - ceased Lidong Sun CE AJE753 - ceased Nami Sugiura CE AJE847 - ceased Weng Ian Siu CE AJF307 - ceased Dhimant Gunvantlal Shah CE AJG215 - ceased Pak Ming So CE AJG658 - ceased Paul Anthony Seager CE AJH209 - ceased Michael Ryan Steele CE AJI654 - ceased Martin Andrew Smith CE AJI702 - ceased Jessica Kin Chau Shum CE AJI737 - ceased Minoru Shinohara CE AJJ327 - ceased David John Swanston CE AJJ363 - ceased Tushar (SFC:AJK506) Sinha CE AJK506 - ceased Xiaowu Sun CE AJK635 - ceased Chi Yan Sim CE AJK668 - ceased Haifeng Sun CE AJL015 - ceased Richard Christopher Edward Simpson CE AJL211 - ceased Justin Vaughn Simpson CE AJL553 - ceased Tsung Ming Shie CE AJL619 - ceased Wai Cheung Sit CE AJL635 - ceased Richard Anthony Sharp CE AJL639 - ceased Pui Ying Shih CE AJL962 - ceased Tak Kai Sze CE AJM478 - ceased Moses K Song CE AJM683 - ceased Ved Kavi Somera CE AJM704 - ceased David Sarkis CE AJN346 - ceased Michael Scherrer CE AJO172 - ceased Shoichi Saito CE AJO308 - ceased Guy William Smith CE AJO483 - ceased Sing Yi Sham CE AJR212 - ceased Chung Ming Anthony Sinn CE AJX994 - ceased Hwee Hoon Sim CE AKI965 - ceased Catina Wing Yin So Lo CE AKJ241 - ceased Dong Kee Shin CE AKJ967 - ceased Catherine Pui Kwan Shum CE AKL739 - ceased Sophia Hiu Fan Sze CE AKM114 - ceased Yao-Nien Shiu CE AKM121 - ceased Roheet Shah CE AKO801 - ceased Paul Thomas Stevenson CE AKO843 - ceased Fung Shek CE AKO844 - ceased Gregory James Maxwell Sadler CE AKP096 - ceased Stephen Hyunsang Shin CE AKP199 - ceased Lai Man Shiu CE AKQ640 - ceased Anand Shah CE AKQ902 - ceased Ben Sutton CE AKU233 - ceased Yuk Ling Shum CE AKU320 - ceased Yoon Kyu Sung CE AKU991 - ceased Chun Shin Sheen CE AKW559 - ceased Visra Supatarawanich CE AKW624 - ceased