Michael Ryan Steele
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Ryan Steele ( ), a licensed former licensee with CE reference AJI654. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-18 | 2013-09-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-18 | 2013-09-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-09-28 | 2009-06-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-09-23 | 2009-06-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-09-23 | 2009-06-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-23 | 2005-04-20 |