Sophia Hiu Fan Sze
施曉芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Hiu Fan Sze (施曉芬), a licensed former licensee with CE reference AKM114. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-13 | 2007-01-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-29 | 2006-08-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-03 | 2004-11-01 |