Sophia Hiu Fan Sze

施曉芬
CE No. AKM114 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Hiu Fan Sze (施曉芬), a licensed former licensee with CE reference AKM114. This person has 1.9 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Emperor Futures Limited
英皇期貨有限公司
Rep Type 2 - Dealing in futures contracts 2006-09-13 2007-01-02
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2005-07-29 2006-08-25
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2004-05-03 2004-11-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sophia Hiu Fan Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Chi Yau Emperor Futures Limited 2006–2007
Fong Han Lou Emperor Futures Limited 2006–2007
Bennet Chi Kim Lui Emperor Futures Limited 2006–2007
Man Lam Ma Emperor Futures Limited 2006–2007
Suet Yeung Ng Emperor Futures Limited 2006–2007
Hok Kam Wong Emperor Futures Limited 2006–2007
Yuk Fu Woo Emperor Futures Limited 2006–2007
Chan Chung Emperor Futures Limited 2006–2007
Tin Kee Kong Emperor Futures Limited 2006–2007
Jacky Wei Qi Li Emperor Futures Limited 2006–2007
Wai Hong So Emperor Futures Limited 2006–2007
Samuel Joe Sum Kok Emperor Futures Limited 2006–2007
James Chi Lap Lam Emperor Futures Limited 2006–2007
Yuk Yin Chau Emperor Futures Limited 2006–2007
Chin To Cheung Emperor Futures Limited 2006–2007
Barry Hak Wai Doo Emperor Futures Limited 2006–2007
Jeffrey Wang Yip Fong Emperor Futures Limited 2006–2007
Derek Shu Man Ip Emperor Futures Limited 2006–2007
Chi Fung Leong Emperor Futures Limited 2006–2007
Kar Chung Leung Emperor Futures Limited 2006–2007
Explore the interactive colleague network →

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