Sophia Hiu Fan Sze
施曉芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Hiu Fan Sze (施曉芬), a licensed former licensee with CE reference AKM114. This person has 1.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-13 | 2007-01-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-29 | 2006-08-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-03 | 2004-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sophia Hiu Fan Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Chi Yau | Emperor Futures Limited | 2006–2007 |
| Fong Han Lou | Emperor Futures Limited | 2006–2007 |
| Bennet Chi Kim Lui | Emperor Futures Limited | 2006–2007 |
| Man Lam Ma | Emperor Futures Limited | 2006–2007 |
| Suet Yeung Ng | Emperor Futures Limited | 2006–2007 |
| Hok Kam Wong | Emperor Futures Limited | 2006–2007 |
| Yuk Fu Woo | Emperor Futures Limited | 2006–2007 |
| Chan Chung | Emperor Futures Limited | 2006–2007 |
| Tin Kee Kong | Emperor Futures Limited | 2006–2007 |
| Jacky Wei Qi Li | Emperor Futures Limited | 2006–2007 |
| Wai Hong So | Emperor Futures Limited | 2006–2007 |
| Samuel Joe Sum Kok | Emperor Futures Limited | 2006–2007 |
| James Chi Lap Lam | Emperor Futures Limited | 2006–2007 |
| Yuk Yin Chau | Emperor Futures Limited | 2006–2007 |
| Chin To Cheung | Emperor Futures Limited | 2006–2007 |
| Barry Hak Wai Doo | Emperor Futures Limited | 2006–2007 |
| Jeffrey Wang Yip Fong | Emperor Futures Limited | 2006–2007 |
| Derek Shu Man Ip | Emperor Futures Limited | 2006–2007 |
| Chi Fung Leong | Emperor Futures Limited | 2006–2007 |
| Kar Chung Leung | Emperor Futures Limited | 2006–2007 |