Wai Chun Shum
沈偉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chun Shum (沈偉俊), CE reference AHJ589. Total licence records on file: 58.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-19 | 2020-08-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2020-03-19 | 2020-08-20 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-19 | 2020-08-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-04 | 2020-03-19 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-04 | 2020-03-19 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-04 | 2020-03-19 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-14 | 2018-01-12 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 1 — Dealing in securities | 2017-07-14 | 2018-01-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-07-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-07-14 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-07 | 2017-05-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-07 | 2017-05-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 — Asset management | 2014-04-07 | 2017-05-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-20 | 2012-02-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2010-12-20 | 2012-02-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2010-12-20 | 2012-02-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2010-12-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-02 | 2010-12-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-08-02 | 2010-12-20 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2008-04-28 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2008-04-28 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2008-04-28 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-06 | 2008-04-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-10-23 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-10-23 | 2008-04-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-10-23 | 2008-04-28 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-02 | 2007-07-04 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-10-29 | 2007-07-04 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-01-11 | 2005-10-29 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-09-17 | 2005-01-10 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-15 | 2004-09-17 |
| Mercer (Hong Kong) Limited |
RO | Type 4 — Advising on securities | present | 2004-07-07 |