Wei Su
蘇緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Su (蘇緯), a licensed former licensee with CE reference AGN518. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC International Limited 創僑國際有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-09 | 2021-06-11 |
| CLC International Limited 創僑國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-09 | 2022-10-26 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-08 | 2019-02-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2013-11-08 | 2019-02-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-11-08 | 2019-02-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-05 | 2013-11-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-05 | 2013-11-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-05 | 2013-11-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-23 | 2013-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-11-23 | 2013-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-11-23 | 2013-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-09 | 2010-11-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-09 | 2010-11-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-09 | 2010-11-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-12 | 2006-02-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-12-12 | 2006-02-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-12 | 2006-02-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-01 |