Martin Andrew Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Andrew Smith ( ), a licensed former licensee with CE reference AJI702. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2015-10-02 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2015-03-02 | 2015-10-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-02 | 2015-10-02 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2015-03-02 | 2015-10-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-02 | 2015-10-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-30 | 2012-04-13 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2004-01-29 | 2004-10-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-29 | 2004-10-15 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2004-01-29 | 2012-04-13 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-01-29 | 2012-04-13 |