Kim Geok Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Geok Sim ( ), a licensed former licensee with CE reference AGK853. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-17 | 2015-04-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-17 | 2015-04-03 |