Lai Man Shiu
邵禮文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Man Shiu (邵禮文), a licensed former licensee with CE reference AKQ640. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-31 | 2011-03-05 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 - Dealing in securities | 2010-03-31 | 2011-02-28 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-03-11 | 2011-03-21 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-03-11 | 2011-03-05 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-05-24 | 2006-03-20 |