Chi Yan Sim
沈治仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yan Sim (沈治仁), a licensed former licensee with CE reference AJK668. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-05 | 2008-05-16 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-02 | 2004-03-01 |