Christy Kan Yin Sun
孫瑾妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy Kan Yin Sun (孫瑾妍), a licensed former licensee with CE reference AIO216. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-20 | 2016-06-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-19 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-01 | 2016-06-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-04-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |