Darren John Samuell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darren John Samuell ( ), a licensed former licensee with CE reference AJB856. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | RO | Type 1 — Dealing in securities | 2021-10-08 | 2023-08-31 |
| Tora Trading Services Limited | RO | Type 2 — Dealing in futures contracts | 2021-10-08 | 2023-08-31 |
| Tora Trading Services Limited | RO | Type 7 — Providing automated trading services | 2021-10-08 | 2023-08-31 |
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2015-08-12 | 2021-10-08 |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-12 | 2021-10-08 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2015-08-12 | 2021-10-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-28 | 2012-12-04 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-28 | 2012-12-04 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-10-28 | 2012-12-04 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-12 | 2008-11-24 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 4 — Advising on securities | 2006-06-12 | 2008-11-24 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 7 — Providing automated trading services | 2006-06-12 | 2008-11-24 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-04 | 2006-06-12 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-10-04 | 2006-06-12 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-27 | 2006-06-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2003-11-14 | 2005-08-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 — Providing automated trading services | 2003-11-14 | 2004-03-22 |