Jennifer Lai Shan So
蘇勵姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Lai Shan So (蘇勵姍), a licensed former licensee with CE reference AHA295. This person has 13.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-15 | 2020-02-20 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-15 | 2020-02-20 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-14 | 2018-07-28 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-14 | 2018-07-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-04 | 2018-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 - Advising on securities | 2013-06-14 | 2015-12-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-29 | 2013-06-14 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2011-10-05 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2011-10-05 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2009-12-03 | 2010-12-30 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | 2008-02-21 | 2010-12-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-03 | 2008-02-05 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-03 | 2007-06-22 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-15 | 2005-08-25 |
| RIMC Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-04 |
| RIMC Advisors (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jennifer Lai Shan So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrew John Portsmouth-Layton | MUSHK Limited | 2008–2010 |
| Candice Pan | MUSHK Limited | 2008–2010 |
| Yuko Kiuchi | MUSHK Limited | 2008–2010 |
| Tamotsu Yasuda | MUSHK Limited | 2008–2010 |
| Paul Kwok Kin Cheng | MUSHK Limited | 2008–2010 |
| Veronica Wai Ching Li | MUSHK Limited | 2008–2010 |
| Kenichi Hashimoto | MUSHK Limited | 2009–2010 |
| Makoto Otake | MUSHK Limited | 2008–2010 |
| Noboru Ochiai | MUSHK Limited | 2008–2010 |
| Tatsuyoshi Shinohara | MUSHK Limited | 2008–2010 |
| Jody Kit Yee Chan | MUSHK Limited | 2008–2010 |
| Edmond Hoi Tik Lam | MUSHK Limited | 2008–2010 |
| Darren Charles Vinton | MUSHK Limited | 2008–2010 |
| Malcolm Bunn | MUSHK Limited | 2008–2010 |
| Keizo Funato | MUSHK Limited | 2008–2010 |
| Dominik Maeder | MUSHK Limited | 2008–2010 |
| Takeshi Mase | MUSHK Limited | 2008–2010 |
| James Edward Pobjoy | MUSHK Limited | 2008–2010 |
| Matthew Watson | MUSHK Limited | 2008–2010 |
| Masakazu Kishimoto | MUSHK Limited | 2008–2010 |