Jennifer Lai Shan So
蘇勵姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Lai Shan So (蘇勵姍), a licensed former licensee with CE reference AHA295. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-15 | 2020-02-20 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-15 | 2020-02-20 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-14 | 2018-07-28 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-14 | 2018-07-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-04 | 2018-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2013-06-14 | 2015-12-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-29 | 2013-06-14 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2011-10-05 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2011-10-05 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2009-12-03 | 2010-12-30 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2008-02-21 | 2010-12-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-03 | 2008-02-05 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-03 | 2007-06-22 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-15 | 2005-08-25 |
| RIMC Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2003-06-04 |
| RIMC Advisors (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2003-06-04 |