Anthony John Sewell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony John Sewell ( ), a licensed former licensee with CE reference AIY534. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asymmetric Advisors Limited |
Rep | Type 1 — Dealing in securities | 2022-05-30 | 2023-12-31 |
| SMBC Capital Markets (Asia) Limited |
RO | Type 1 — Dealing in securities | 2010-07-14 | 2020-01-31 |
| SMBC Capital Markets (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2010-07-14 | 2020-01-31 |