Tsung Ming Shie
謝宗玟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung Ming Shie (謝宗玟), a licensed former licensee with CE reference AJL619. This person has 3.7 years of SFC licence history. Total licence records on file: 1.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-02-13 | 2007-11-12 |