Young Yook Shim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Yook Shim, a licensed former licensee with CE reference AIU238. This person has 4.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-04-15 | 2007-11-30 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-24 | 2007-11-30 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Young Yook Shim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.