Ka Him So
蘇家謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Him So (蘇家謙), a licensed former licensee with CE reference AJE237. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-24 | 2010-08-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-24 | 2010-08-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-10-24 | 2010-08-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-16 | 2005-06-27 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-16 | 2005-06-27 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-10-16 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-10-16 | 2004-02-19 |