Kwok Yee Sun
孫國義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yee Sun (孫國義), a licensed former licensee with CE reference AGO267. This person has 4.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-08 | 2010-07-31 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-06 | 2006-11-21 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-21 | 2006-11-21 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-17 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Yee Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.