Shaoqiang Shi
施少強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoqiang Shi (施少強), a licensed former licensee with CE reference AHE750. This person has 16.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-17 | 2020-10-30 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-15 | 2019-04-17 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-01-31 | 2018-11-23 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-01-31 | 2018-11-23 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-14 | 2017-03-17 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-14 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-10 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-10 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaoqiang Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.