Shaoqiang Shi
施少強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoqiang Shi (施少強), a licensed former licensee with CE reference AHE750. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-17 | 2020-10-30 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-15 | 2019-04-17 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-31 | 2018-11-23 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-01-31 | 2018-11-23 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-14 | 2017-03-17 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-14 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-10 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-10 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-10 |