Yao-Nien Shiu
徐堯年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao-Nien Shiu (徐堯年), a licensed former licensee with CE reference AKM121. This person has 0.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-04-27 | 2005-01-21 |