William Wai Wai Siu
蕭衛威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Wai Siu (蕭衛威), a licensed former licensee with CE reference AIL017. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-03 | 2012-07-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-03 | 2012-07-10 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-02-03 | 2012-07-10 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2011-08-11 | 2011-08-15 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | present | 2011-08-15 |
| iBest Consultants Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | present | 2011-08-15 |