Xiaowu Sun
孫曉悟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowu Sun (孫曉悟), a licensed former licensee with CE reference AJK635. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-11 | 2006-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2005-10-22 |