Mark Andrew Schwille
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Andrew Schwille ( ), a licensed former licensee with CE reference AGN694. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2018-03-23 | 2024-01-31 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2018-03-23 | 2024-01-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2018-03-23 | 2024-01-31 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2018-03-23 | 2024-01-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2018-03-23 | 2024-01-31 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2018-03-23 | 2024-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-09-04 | 2018-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-09-04 | 2018-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-09-04 | 2018-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2017-09-04 | 2018-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2017-09-04 | 2018-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2017-09-04 | 2018-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-19 | 2017-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-06-19 | 2017-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-20 | 2012-06-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-02-20 | 2012-06-19 |