Richard Anthony Sharp
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony Sharp ( ), a licensed former licensee with CE reference AJL639. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2016-09-30 | 2017-05-26 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2016-09-30 | 2017-05-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-18 | 2015-06-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2006-02-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-02-14 | 2006-02-22 |