Richard Anthony Sharp
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony Sharp, a licensed former licensee with CE reference AJL639. This person has 6.4 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2016-09-30 | 2017-05-26 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2016-09-30 | 2017-05-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-18 | 2015-06-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2006-02-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-02-14 | 2006-02-22 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Anthony Sharp during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrew Kenneth Clarke | Mirabaud (Asia) Limited | 2016–2017 |
| Michael James Collett | Mirabaud (Asia) Limited | 2016–2017 |
| Jin Sekiguchi | Mirabaud (Asia) Limited | 2016–2017 |
| Nicolas Bernard Tissot-Dit-Sanfin | Mirabaud (Asia) Limited | 2016–2017 |
| Mei Yee Woo | Mirabaud (Asia) Limited | 2016–2017 |
| Edward Harry James Jones | Mirabaud (Asia) Limited | 2017 |
| John Michael Jacobson | Mirabaud (Asia) Limited | 2016–2017 |
| Ying Kit Angus Ngan | Mirabaud (Asia) Limited | 2016–2017 |
| Adam Alexander Guy Moss | Mirabaud (Asia) Limited | 2016 |