James Mark Stephan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Mark Stephan, a licensed former licensee with CE reference AJD479. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-10 | 2004-05-13 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-10 | 2004-05-13 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as James Mark Stephan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.