Roheet Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roheet Shah ( ), a licensed former licensee with CE reference AKO801. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-04-26 | 2020-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-26 | 2020-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2006-05-16 | 2011-03-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-12 | 2011-03-03 |