Ben Sutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Sutton ( ), a licensed former licensee with CE reference AKU233. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-08-22 | 2007-10-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2005-08-22 | 2007-10-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-07-27 | 2007-10-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-27 | 2007-10-01 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-06-15 | 2005-06-22 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-15 | 2005-06-22 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2004-06-15 | 2005-06-22 |