Ben Sutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Sutton, a licensed former licensee with CE reference AKU233. This person has 3.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-08-22 | 2007-10-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2005-08-22 | 2007-10-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-27 | 2007-10-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-07-27 | 2007-10-01 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-06-15 | 2005-06-22 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-15 | 2005-06-22 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2004-06-15 | 2005-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ben Sutton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.