Vivienne Svoboda
歐陽穎雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivienne Svoboda (歐陽穎雯), a licensed former licensee with CE reference AIR404. This person has 10.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-23 | 2020-04-09 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2017-03-23 | 2020-04-09 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-03 | 2016-01-16 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-26 | 2012-06-30 |
| Capital Research Company | Rep | Type 9 - Asset management | 2004-11-12 | 2005-08-17 |
| Capital International, Inc. | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-08 |
| Capital International, Inc. | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivienne Svoboda during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.