Sik Yi So
蘇適怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sik Yi So (蘇適怡), a licensed former licensee with CE reference AGL773. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-23 | 2019-06-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2005-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | present | 2005-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2005-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | present | 2005-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2005-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2005-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | present | 2005-01-25 |