Stacy Yi Shi
石怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stacy Yi Shi (石怡), a licensed former licensee with CE reference AHU899. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-27 | 2017-08-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-21 | 2017-08-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-12-21 | 2017-08-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-29 | 2013-10-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-29 | 2016-04-27 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-04-10 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-04-10 |